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Important Disclaimer: Please note that SEBI registration does not guarantee any assurance of returns to investors on the recommendations made by research analyst or any intermediary. It is important to note that investment in securities are subject to inherent market risks. Read all the related documents carefully. 

Disclosures

Privacy Policy

investkaps offers independent equity research services to retail clients as well as corporate clients on subscription basis.


Use of the information herein is at one’s own risk. This is not an offer to sell or solicitation to buy any securities and investkaps (owner of website, www.investkaps.com) will not be liable for any losses incurred or investment(s) made or decisions taken/or not taken based on the information provided herein. Information contained herein does not constitute a personal recommendation or take into account the particular investment objectives, financial situations, or needs of individual investors. Before acting on any recommendation, investors should consider whether it is suitable for their particular circumstances and, if necessary, seek an independent professional advice. All content and information is provided on an “As is” basis by www.investkaps.com. Information herein is believed to be reliable but www.investkaps.com does not warrant its completeness or accuracy and expressly disclaims all warranties and conditions of any kind, whether express or implied. www.investkaps.com, its proprietor may hold shares in the company/ies discussed herein. 

  • We take KYC documents from our clients, i.e. name, email, phone number, PAN Card, State before they sign up for our services. This is taken through a third party partner.
  • We retain records relating to the services that we provide so that we are better able to assist our clients with their needs and to comply with professional guidelines or requirements of law.
  • We maintain physical, electronic, and procedural safeguards that comply with federal and state regulation/ act to guard our clients’ non-public personal information.
  • We protect the confidentiality of clients’ Mobile Number, Name, and Address & Email Id to prohibit unlawful disclosure of our data, and limit access to our clients’ data in the same manner as we do all other non-public personal information.
  • Documents and information containing any non public personal information are safeguarded and not disclosed to anyone, unless authorized by the client or required by law.
  • We restrict access of client data only to those employees and partners who are involved in offering and administering the products and services we offer.
  • We train our employees in the importance of maintaining confidentiality and customer privacy.
  • We have agreements with our partners which to safeguard client confidentiality and customer privacy.
  • We destroy, erase or make unreadable documentation containing Clients data and/or other non-public personal information prior to its disposal.
  • We continuously monitor and make adjustments to this Client Personal Information Protection Policy as necessary.
  • investkaps has a contractual arrangement with vendors whereby the vendors provide technology solutions and related back-end infrastructure along with support for back-office related operations & processes. The vendors do not provide any investment advice or recommendation nor does it make any claim of returns or performance with respect to any advice or recommendation. 

Code of Conduct for Research Analyst

Kapil Aggarwal (proprietor of investkaps) is a SEBI Registered Research Analyst vide Registration Number INH000016834 dated on June 25, 2024


In accordance to Regulation 24 (2) of the SEBI (Research Analyst) Regulations, 2014, I shall maintain the following the Code of Conduct:


1. Honesty and Good Faith: I shall act honestly and in good faith.


2. Diligence: I shall act with due skill, care and diligence and shall ensure that the research report is prepared after thorough analysis.


3. Conflict of Interest: I shall effectively address conflict of interest which may affect the impartiality of research analysis and research report and shall make appropriate disclosures to address the same.


4. Insider Trading or front running: I shall not engage in insider trading or front running of my own research report.


5. Confidentiality: I shall maintain confidentiality of report till the report is made public.


6. Professional Standard: I am engaged in research analysis and shall observe high professional standard while preparing research report. 


7. Compliance: I shall comply with all regulatory requirements applicable to the conduct of its business activities.


8. Responsibility of senior management: I shall bear primary responsibility of senior management for ensuring the maintenance of appropriate standards of conduct and adherence to proper procedures.

Grievance Redressal

Here are the steps a client can follow in case of grievance or feedback:


1. If you are not satisfied with my services or would like a discussion on the matter or pass on a feedback, please reach out on the details mentioned in contact us section through either email or phone or whatsapp. You will receive first response within 24 hours seeking further details if any. Rest assured that your complaint will be tried for best possible resolution or atleast any update within 7 working days after thoroughly revisiting all aspects of your submission.


2. Under the unfortunate circumstances wherein if you do not hear back as per above timelines or your complaint is not resolved to satisfaction, you may refer your complaint to the regulator through below mechanisms established by The Securities and Exchange Board of India (SEBI).

· SCORES - www.scores.sebi.gov.in

· ODR Portal - www.smartodr.in

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SEBI Research Analyst No. :  INH000016834

BSE Enlistment No. : 6226


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